App Shopper: CFA Level 1 Flashcards: Ethics (Education)

App Activity

Jan 31 '11	$4.99 -> $9.99
Jan 17 '11	$9.99 -> $4.99
Jan 08 '10	$14.99 -> $9.99
Dec 11 '09	Version 1.1
Oct 22 '09	$4.99 -> $14.99
Oct 21 '09	$2.99 -> $4.99
Oct 20 '09	$4.99 -> $2.99
Oct 20 '09	New App: $4.99, v1.0

About AppShopper

For more information on Contacting Us, App Submissions, and Advertising, visit our About page

CFA Level 1 Flashcards: Ethics

iOS iPhone

CFA Institute does not endorse, promote, review, or warrant the accuracy of the products or services offered by Watermelon Express. CFA®, and Chartered Financial Analyst® are trademarks owned by CFA Institute.
________________________________________

**This is a flash card app designed for LEVEL 1 (2011) **

________________________________________

Watermelon Express, the leader in mobile education and the developer of best selling test prep apps- LSAT Connect, GRE Connect, presents the CFA Review series for Level 1 2011.
________________________________________

• Topics covered:
Ethics and Standards
Guidance for the Seven Standards
Introduction to Investment Performance Standards
Compliance with Performance Standards
Components of code of ethics
Standard I: Professionalism
Standard II: Integrity of Capital Markets
Standard III: Duties to Clients
Standard IV: Duties to Employers
Standard V: Investment Analysis, Recommendations, and Actions
Standard VI: Conflicts of Interest
Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate
Standard I – A. Knowledge of the Law
Standard I – B. Independence and Objectivity
Standard I – C. Misrepresentation
Standard I – D. Misconduct
Standard II – A. Material Nonpublic Information
Standard II – B. Market Manipulation
Standard III – A. Loyalty, Prudence, and Care
Standard III – B. Fair Dealing
Standard III – C. Suitability
Standard III – D. Performance Presentation
Standard III – E. Preservation of Confidentiality
Standard IV – A. Loyalty
Standard IV – B. Additional Compensation Arrangements
Standard IV – C. Responsibilities of Supervisors
Standard V – A. Diligence and Reasonable Basis
Standard V – B. Communication with Clients and Prospective Clients
Standard V – C. Record Retention
Standard VI – A. Disclosure of Conflicts
Standard VI – B. Priority of Transactions
Standard VI – C. Referral Fees
Standard VII – A. Conduct as Members and Candidates in the CFA Program
Standard VII – B. Reference to CFA Institute, the CFA designation, and the CFA Program
Creation of performance standards
Constituencies
Who can claim compliance
Performance history
Composites
Firm
Verification requirements
Objectives of performance standards
Characteristics
Compliance
Fundamentals of compliance
Important dates
Definition of firm
Historical performance record
Conflict with local standards
Eight major sections of performance standards

• Over 100 pages worth of high quality content
• Descriptive equations and concepts
• Ability to bookmark key review sections

Best content .... best format .... best features ....easy to use.
________________________________________

For any questions, please contact us at support@benchprep.com

________________________________________

About Watermelon Express:
Watermelon Express has built multiple best-selling test prep applications that are currently in the top 100 educational app list on Appstore.

Check out our test prep applications for MCAT test prep, GMAT test prep, LSAT test prep, SAT test prep, GRE test prep and Organic Chemistry

visit us at: http://www.benchprep.com

DISCLAIMER: CFA is a registered trademark of the CFA Institute which does not endorse, nor is affiliated in any way with this product or Watermelon Express.

The contents of the application might include inaccuracies or typographical errors, for which the owner cannot be held liable. Watermelon Express can make improvements, deletions, changes or other modifications to the contents, the product and software given here at any time without notice.

Happy Prepping!!!
Good Luck!!